Poon, Joseph Chi Ho 潘之豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-06-22 | Rep | Advising on securities | 2015-06-22 | Rep | Dealing in securities | 2015-06-22 |
2 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2011-06-01 | 2015-05-07 |
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