Wong, Kwun Ho 黃冠豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-05-10 | 2017-12-21 | Rep | Advising on securities | 2017-05-10 | 2017-12-21 | Rep | Dealing in securities | 2017-05-10 | 2017-12-21 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2022-03-08 | 2022-08-02 | Rep | Dealing in securities | 2022-03-08 | 2023-03-02 | RO | Advising on corporate finance | 2022-08-02 | 2023-09-01 | RO | Dealing in securities | 2023-03-02 | 2023-09-01 |
| 3 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-12-13 | 2013-09-06 |
| 4 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-06-02 | 2011-08-11 | Rep | Dealing in securities | 2011-06-02 | 2011-08-11 |
| 5 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-09-16 | 2017-04-21 |
| 6 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2023-11-20 | 2023-12-08 | RO | Advising on corporate finance | 2023-12-08 |
| 7 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-11-20 | 2023-12-08 | RO | Dealing in securities | 2023-12-08 |
| 8 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-01-17 | 2018-11-15 | Rep | Dealing in securities | 2018-01-17 | 2022-01-15 | RO | Advising on corporate finance | 2018-11-15 | 2022-01-15 |
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