Kwok, Bo Wing 郭保榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2016-01-14 | 2017-08-26 |
| 2 | China Reserve Securities Limited | Rep | Dealing in securities | 2014-03-10 | 2015-11-09 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2021-12-14 | Rep | Dealing in securities | 2021-12-14 |
| 4 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2017-04-11 | 2017-08-26 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2016-01-14 | 2017-08-26 |
| 6 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2017-09-19 | 2021-12-10 | Rep | Dealing in securities | 2017-09-19 | 2021-12-10 |
| 7 | TUNG TAK SECURITIES (H.K.) COMPANY LIMITED | Rep | Dealing in securities | 2011-07-21 | 2014-02-28 |
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