Yeung, Matthew Kam Yan 楊錦恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-06-24 | 2011-09-01 | Rep | Dealing in securities | 2011-06-24 | 2011-09-01 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2013-11-20 | 2015-12-31 | Rep | Dealing in securities | 2013-11-20 | 2015-12-31 |
| 3 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2016-01-18 | Rep | Dealing in securities | 2016-01-18 |
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