Fung, Wai Yan (SFC:AXQ556) 馮蔚茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-06-30 | 2022-03-01 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2022-03-01 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-06-30 | 2016-10-10 |
| 4 | HONG INVESTMENT ADVISORS LIMITED | Rep | Asset management | 2012-05-21 | 2015-06-20 |
| 5 | Riverwest Advisors Limited | Rep | Asset management | 2011-08-12 | 2012-04-20 |
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