Mak, Carmen Ka Man 麥嘉雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2017-08-03 | 2018-07-23 |
| 2 | Channel 8 Wealth Management Limited | Rep | Advising on securities | 2011-09-01 | 2012-04-03 | Rep | Dealing in securities | 2011-09-01 | 2012-04-03 |
| 3 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2016-07-29 | 2017-05-25 |
| 4 | Glory Sun Securities Limited | Rep | Dealing in securities | 2013-04-22 | 2013-09-01 |
| 5 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2012-07-12 | 2013-03-21 | Rep | Dealing in securities | 2012-07-12 | 2013-03-21 | Rep | Asset management | 2012-08-14 | 2013-03-21 |
| 6 | Sinostar Asset Management Limited | Rep | Advising on securities | 2018-08-08 | 2020-05-08 | Rep | Asset management | 2018-08-08 | 2020-05-08 |
| 7 | Sinostar Securities Limited | Rep | Dealing in securities | 2018-07-26 | 2020-05-08 |
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