Yan, Vivian 甄慧淙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Delphinium Capital Partners Limited | RO | Advising on securities | 2016-10-24 | RO | Asset management | 2016-10-24 |
| 2 | HARMONY ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2011-09-06 | 2015-01-12 | Rep | Advising on securities | 2011-09-06 | 2015-01-12 | Rep | Asset management | 2011-09-06 | 2015-09-09 | RO | Advising on corporate finance | 2015-01-12 | 2022-02-11 | RO | Advising on securities | 2015-01-12 | 2022-02-11 | RO | Asset management | 2015-09-09 | 2022-02-11 |
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