Lee, Ching Hung (SFC:AXX537) 李政鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-03-18 | 2017-12-22 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 2019-04-01 | 2022-01-04 | Posley Asset Management Limited | Rep | 2024-02-01 |
| 2 | Posley Asset Management Limited | Rep | Asset management | 2024-02-01 | |
| 3 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2013-06-18 | 2014-04-30 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 2014-07-08 | 2017-12-22 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 2019-04-01 | 2022-01-04 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-07-08 | 2017-12-22 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 2019-04-01 | 2022-01-04 |
| 5 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2011-09-19 | 2014-04-30 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | 2014-07-08 | 2017-12-22 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | 2019-04-01 | 2022-01-04 |
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