Parker, Henry Roger Jacques
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2013-07-22 | 2022-08-31 | Rep | Dealing in futures contracts | 2018-07-17 | 2022-08-31 |
| 2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2013-07-22 | 2013-11-13 |
| 3 | GLG Partners Hong Kong Limited | Rep | Dealing in futures contracts | 2011-09-12 | 2012-02-03 | Rep | Dealing in securities | 2011-09-12 | 2012-02-03 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2023-01-06 |
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