Rose, Daniel John (SFC:AYA429)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MCM Asia Limited | Rep | Advising on securities | 2023-03-30 | 2023-11-21 | Rep | Dealing in securities | 2023-03-30 | 2023-11-21 | RO | Advising on securities | 2023-11-21 | RO | Dealing in securities | 2023-11-21 |
| 2 | MCM INVESTMENT PARTNERS LIMITED | Rep | Asset management | 2023-03-30 | 2023-11-21 | RO | Asset management | 2023-11-21 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-09-14 | 2011-09-16 | Rep | Dealing in futures contracts | 2013-03-01 | 2017-10-10 |
| 4 | VTB Capital Hong Kong Limited | RO | Asset management | 2019-01-04 | 2022-05-31 | RO | Advising on corporate finance | 2020-06-29 | 2022-05-31 | RO | Advising on securities | 2020-06-29 | 2022-05-31 | RO | Dealing in securities | 2020-06-29 | 2022-05-31 |
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