Seth, Neeraj (SFC:AYB919)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2011-09-19 | 2011-12-19 | Rep | Advising on securities | 2012-03-16 | 2012-03-23 | Rep | Dealing in securities | 2012-03-16 | 2012-03-23 | Rep | Advising on securities | 2012-09-06 | 2012-09-13 | Rep | Dealing in securities | 2012-09-06 | 2012-09-13 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2015-01-09 | 2015-01-14 | Rep | Dealing in securities | 2015-01-09 | 2015-01-14 | Rep | Advising on securities | 2016-05-13 | 2016-05-24 | Rep | Dealing in securities | 2016-05-13 | 2016-05-24 | Rep | Advising on securities | 2016-06-21 | 2016-06-28 | Rep | Dealing in securities | 2016-06-21 | 2016-06-28 | Rep | Advising on securities | 2016-08-12 | 2016-08-18 | Rep | Dealing in securities | 2016-08-12 | 2016-08-18 | Rep | Advising on securities | 2019-02-21 | 2019-03-01 | Rep | Dealing in securities | 2019-02-21 | 2019-03-01 | Rep | Advising on securities | 2019-05-17 | 2019-05-24 | Rep | Dealing in securities | 2019-05-17 | 2019-05-24 | Rep | Advising on securities | 2020-01-07 | 2020-01-10 | Rep | Dealing in securities | 2020-01-07 | 2020-01-10 | Rep | Advising on securities | 2020-05-22 | 2020-05-28 | Rep | Dealing in securities | 2020-05-22 | 2020-05-28 |
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