Lee, John (SFC:AYC035) 李約翰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2011-09-16 | 2013-06-08 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2018-08-09 | Rep | Dealing in securities | 2018-08-09 |
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