Lam, Ka Ling (SFC:AYC315) 林嘉玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Enterprise Securities Company Limited | Rep | Advising on securities | 2017-06-26 | 2017-08-18 | Rep | Dealing in securities | 2017-06-26 | 2017-08-18 | RO | Advising on securities | 2017-08-18 | 2019-03-29 | RO | Dealing in securities | 2017-08-18 | 2019-03-29 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-11-04 | 2017-06-02 | Rep | Leveraged foreign exchange trading | 2016-11-14 | 2017-06-02 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-09-19 | 2017-06-02 |
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