Lau Auyang, Sandra 劉歐陽苑姍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2011-09-21 | 2015-02-16 | Rep | Dealing in securities | 2011-09-21 | 2015-02-16 |
| 2 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on securities | 2011-09-21 | 2015-02-16 | Rep | Dealing in securities | 2011-09-21 | 2015-02-16 |
| 3 | HARMONY WEALTH MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2023-03-21 | Rep | Asset management | 2023-03-21 |
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