Ng, Siu Wai (SFC:AYD102) 伍兆威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-09-27 | 2015-10-20 | Rep | Dealing in securities | 2011-09-27 | 2015-10-20 | Rep | Advising on securities | 2015-10-20 | 2016-01-21 |
| 2 | VMS Asset Management Limited | RO | Asset management | 2018-11-06 | RO | Advising on securities | 2021-12-30 |
| 3 | VMS Securities Limited | Rep | Dealing in securities | 2017-05-31 | Rep | Asset management | 2017-05-31 | 2018-03-20 | Rep | Advising on securities | 2017-05-31 | 2020-09-01 | RO | Asset management | 2018-03-20 | 2019-03-20 |
| 4 | Zheng He Capital Management Limited | Rep | Advising on securities | 2016-12-06 | 2017-02-04 | Rep | Asset management | 2016-12-06 | 2017-02-04 |
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