Lau, Wing Wa 劉詠華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on securities 2014-01-20
2 HSBC Global Asset Management (Hong Kong) Limited Rep Asset management 2014-01-20
3 HSBC Global Asset Management (Hong Kong) Limited Rep Dealing in securities 2014-01-20
4 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Advising on securities 2014-01-20
5 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Asset management 2014-01-20
6 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2014-01-20
7 BCT Financial Limited Rep Advising on securities 2011-09-28 2014-01-06
8 BCT Financial Limited Rep Dealing in securities 2011-09-28 2014-01-06

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