Singh, Raj Kumar (SFC:AYD306)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BEA Union Investment Management Limited Rep Asset management 2011-09-28 2014-06-19
2 BEA Union Investment Management Limited Rep Dealing in securities 2011-09-28 2014-06-19
3 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED Rep Asset management 2016-10-17 2018-05-11
4 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED Rep Advising on securities 2016-10-17 2022-12-31
5 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED RO Asset management 2018-05-11 2022-12-31
6 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Rep Advising on securities 2021-07-14
7 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Rep Asset management 2021-07-14 2022-07-11
8 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED RO Asset management 2022-07-11

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