Singh, Raj Kumar (SFC:AYD306)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2021-07-14 | |
| 2 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | RO | Asset management | 2022-07-11 | |
| 3 | BEA Union Investment Management Limited | Rep | Asset management | 2011-09-28 | 2014-06-19 |
| 4 | BEA Union Investment Management Limited | Rep | Dealing in securities | 2011-09-28 | 2014-06-19 |
| 5 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Asset management | 2016-10-17 | 2018-05-11 |
| 6 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Asset management | 2021-07-14 | 2022-07-11 |
| 7 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2016-10-17 | 2022-12-31 |
| 8 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | RO | Asset management | 2018-05-11 | 2022-12-31 |
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