Ra, Helen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-09-26 | 2017-05-12 | Rep | Dealing in futures contracts | 2013-05-31 | 2017-05-12 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-09-26 | 2013-08-31 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-06-28 | 2019-07-08 | Rep | Dealing in securities | 2017-06-28 | 2019-07-08 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2019-10-30 | |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-10-30 | Rep | Dealing in securities | 2019-10-30 | Rep | Automated trading services | 2019-11-01 |
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