Liu, Xiao (SFC:AYC607) 劉瀟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-09-23 | 2012-06-30 | Rep | Advising on securities | 2011-09-23 | 2012-06-30 | Rep | Dealing in securities | 2011-09-23 | 2012-06-30 |
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