Thong, Hiu Chong 唐曉鐘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2011-09-23 | 2012-09-04 | Rep | Dealing in securities | 2011-09-23 | 2012-09-04 |
| 2 | UPBEST ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2014-03-07 | |
| 3 | UPBEST SECURITIES COMPANY LIMITED | Rep | Asset management | 2014-03-07 | Rep | Dealing in securities | 2014-03-07 |
| 4 | Waton Securities International Limited | Rep | Dealing in securities | 2013-08-19 | 2014-03-05 |
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