Li, To Wai 李滔為
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IMM Asset Management Company Limited | RO | Advising on securities | 2021-03-24 | RO | Asset management | 2021-03-24 | RO | Dealing in securities | 2021-03-24 | 2023-01-03 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-09-28 | 2020-04-01 |
| 3 | Select Investment Services Limited (HK) | Rep | Dealing in securities | 2020-09-23 | 2021-02-28 |
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