Cowley, Garrick James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2023-04-17 | 2023-06-28 | Rep | Dealing in securities | 2023-04-17 | 2023-06-28 | RO | Dealing in futures contracts | 2023-06-28 | RO | Dealing in securities | 2023-06-28 |
| 2 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2011-09-22 | 2011-10-20 |
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