McCarthy, Barry (SFC:AYD555)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2011-10-03 | 2014-07-15 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2014-08-13 | 2022-05-13 | Rep | Dealing in futures contracts | 2021-02-19 | 2022-05-13 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2021-02-19 | 2022-05-13 | Rep | Dealing in securities | 2021-02-19 | 2022-05-13 |
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