Kwok, Yin Fan 郭燕芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-10-04 | 2012-06-30 | Rep | Advising on securities | 2011-10-04 | 2012-06-30 | Rep | Dealing in securities | 2011-10-04 | 2012-06-30 |
| 2 | FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-07-30 | 2021-10-21 | RO | Asset management | 2021-10-21 |
| 3 | FULBRIGHT FUTURES LIMITED | Rep | Advising on futures contracts | 2018-07-30 | 2021-10-21 | Rep | Dealing in futures contracts | 2018-07-30 | 2021-10-21 | RO | Advising on futures contracts | 2021-10-21 | RO | Dealing in futures contracts | 2021-10-21 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2018-07-30 | 2019-01-21 | Rep | Dealing in securities | 2018-07-30 | 2019-01-21 | RO | Advising on securities | 2019-01-21 | RO | Dealing in securities | 2019-01-21 |
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