Ong, Chin Aisling
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2011-10-06 | 2011-11-14 | Rep | Dealing in securities | 2014-12-04 | 2014-12-10 |
| 2 | Rockhampton Management Limited | Rep | Asset management | 2019-07-08 | 2021-05-18 |
| 3 | SBI Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-02-20 | 2019-06-09 | Rep | Dealing in securities | 2019-02-20 | 2019-06-09 |
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