Sarwar, Shejuti Shehreen 蘇思敏

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Advising on corporate finance 2017-09-01 2021-05-25
Rep Dealing in securities 2017-09-01 2021-05-25
2 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2011-10-06 2016-01-15
Rep Dealing in securities 2011-10-06 2016-01-15
3 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2011-10-06 2012-01-31
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2022-04-07 2022-12-23
Rep Dealing in securities 2022-04-07 2022-12-23

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