Sarwar, Shejuti Shehreen 蘇思敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2017-09-01 | 2021-05-25 | Rep | Dealing in securities | 2017-09-01 | 2021-05-25 |
2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-10-06 | 2016-01-15 | Rep | Dealing in securities | 2011-10-06 | 2016-01-15 |
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-10-06 | 2012-01-31 |
4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2022-04-07 | 2022-12-23 | Rep | Dealing in securities | 2022-04-07 | 2022-12-23 |
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