Xu, Lu (SFC:AYE980) 徐璐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2015-05-13 | 2015-10-02 | Rep | Dealing in futures contracts | 2015-05-13 | 2015-10-02 |
| 2 | CNCB (Hong Kong) Capital Limited | Rep | Advising on corporate finance | 2023-02-22 | 2023-11-19 | Rep | Advising on securities | 2023-02-22 | 2023-11-19 | Rep | Dealing in securities | 2023-02-22 | 2023-11-19 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2011-10-06 | 2013-05-07 | Rep | Advising on futures contracts | 2012-04-12 | 2013-05-07 | Rep | Advising on futures contracts | 2015-10-08 | 2017-05-05 | Rep | Dealing in futures contracts | 2015-10-08 | 2017-05-05 | Rep | Dealing in securities | 2015-11-05 | 2017-05-05 |
| 4 | LONGRUN FINANCIAL GROUP LIMITED | Rep | Dealing in futures contracts | 2013-05-28 | 2015-03-31 |
| 5 | ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | Rep | Dealing in securities | 2019-04-30 | 2021-08-26 | RO | Dealing in securities | 2021-08-26 | 2023-01-04 |
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