Chin, Eric Hin Lik 陳顯歷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-12-17 | 2017-06-16 |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2015-12-17 | 2017-06-16 | Rep | Dealing in securities | 2015-12-17 | 2017-06-16 |
| 3 | Innovest Securities Investment Limited | RO | Dealing in securities | 2018-07-16 | 2018-08-31 |
| 4 | JIYUAN INVESTMENT MANAGEMENT (HONGKONG) CO., LIMITED | Rep | Asset management | 2019-11-07 | 2020-01-21 | RO | Advising on securities | 2020-01-21 | 2021-08-24 | RO | Asset management | 2020-01-21 | 2021-08-24 | RO | Dealing in securities | 2020-01-21 | 2021-08-24 |
| 5 | KINGKEY ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-11-23 | 2019-03-09 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-10-06 | 2015-12-12 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-10-06 | 2015-12-12 | Rep | Advising on securities | 2012-05-16 | 2015-12-12 |
| 8 | ROYAL MORGAN FUND MANAGEMENT CO. LIMITED | Rep | Advising on securities | 2022-12-08 | 2023-01-16 | Rep | Asset management | 2022-12-08 | 2023-01-16 | Rep | Dealing in securities | 2022-12-08 | 2023-01-16 | RO | Advising on securities | 2023-01-16 | RO | Asset management | 2023-01-16 | RO | Dealing in securities | 2023-01-16 |
| 9 | Towering Securities Limited | RO | Advising on securities | 2017-11-01 | 2018-07-06 | RO | Asset management | 2017-11-01 | 2018-07-06 | RO | Dealing in securities | 2017-11-01 | 2018-07-06 |
| 10 | uSmart Securities Limited | Rep | Asset management | 2019-05-29 | 2019-06-06 |
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