Lau, Shek Kei 劉碩基

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Rep Dealing in securities 2015-08-31
2 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2015-08-31
3 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2011-10-06 2015-07-04
Rep Advising on futures contracts 2012-06-06 2015-07-04
4 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2011-10-06 2015-07-04
Rep Advising on securities 2012-03-07 2015-07-04

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