Zhu, Dawen 朱達文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cypress Capital Hong Kong Limited | Rep | Advising on securities | 2013-08-23 | 2015-11-23 | Rep | Asset management | 2013-08-23 | 2015-11-23 |
| 2 | INTERARCH ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-11-16 | 2023-12-29 | Rep | Asset management | 2023-11-16 | 2023-12-29 | Rep | Dealing in securities | 2023-11-16 | 2023-12-29 | RO | Advising on securities | 2023-12-29 | RO | Asset management | 2023-12-29 | RO | Dealing in securities | 2023-12-29 |
| 3 | Kinlou Wealth Management Limited | RO | Advising on securities | 2019-08-02 | 2020-05-05 | RO | Asset management | 2019-08-02 | 2020-05-05 |
| 4 | NTF Asset Management Limited | Rep | Asset management | 2017-05-31 | 2018-08-03 | RO | Asset management | 2018-08-03 | 2018-10-22 |
| 5 | Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Asset management | 2016-10-19 | 2017-01-06 |
| 6 | Shanghai Securities (Hong Kong) Limited | Rep | Dealing in securities | 2021-03-19 | 2021-12-07 | RO | Advising on securities | 2021-03-19 | 2023-09-01 | RO | Dealing in securities | 2021-12-07 | 2023-09-01 | RO | Asset management | 2023-03-23 | 2023-09-01 |
| 7 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2011-10-10 | 2012-10-17 | Rep | Advising on securities | 2011-10-10 | 2012-10-17 | Rep | Dealing in securities | 2011-10-10 | 2012-10-17 |
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