Bai, Louisa
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-01-29 | 2016-06-24 | Rep | Dealing in securities | 2014-01-29 | 2016-06-24 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-01-29 | 2016-06-24 | Rep | Automated trading services | 2015-01-27 | 2016-06-24 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-10-12 | 2013-11-27 | Rep | Advising on securities | 2011-10-12 | 2013-11-27 | Rep | Dealing in securities | 2011-10-12 | 2013-11-27 |
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