Li, Pan (SFC:AYF532) 李攀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-03-08 | 2019-10-28 | Rep | Dealing in securities | 2019-03-18 | 2021-09-10 | RO | Advising on corporate finance | 2019-10-28 | 2021-09-10 |
| 2 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2011-10-14 | 2019-02-22 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2021-10-05 | 2021-12-28 | Rep | Dealing in securities | 2021-10-05 | 2021-12-28 | RO | Advising on corporate finance | 2021-12-28 | RO | Dealing in securities | 2021-12-28 |
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