Lau, Kwun Shing 劉冠成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHAOS INTERNATIONAL FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2017-04-13 | 2019-03-13 |
| 2 | CHINA GLORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-10-02 | 2014-10-15 | Rep | Dealing in securities | 2013-10-02 | 2014-10-15 |
| 3 | CIF Global Markets (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-10-25 | 2020-03-30 |
| 4 | CIF Securities Futures Limited | Rep | Dealing in futures contracts | 2018-09-28 | Rep | Dealing in securities | 2018-09-28 |
| 5 | KOG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2013-10-02 | 2015-05-20 |
| 6 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2011-10-14 | 2012-07-04 |
| 7 | Seazen Resources Futures Limited | Rep | Dealing in futures contracts | 2015-06-15 | 2017-04-04 |
| 8 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2016-05-26 | 2017-04-04 |
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