Jain, Vivek Pawankumar
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-10-14 | 2016-05-24 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-10-14 | 2016-05-24 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-06-06 | 2017-06-16 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2017-06-06 | 2017-06-16 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2023-12-01 | 2023-12-06 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2023-12-01 | 2023-12-06 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2024-04-05 | 2024-04-11 |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2024-04-05 | 2024-04-11 |
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