Hirata, Shingo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-10-17 | 2016-05-06 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2016-11-17 | 2016-11-23 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-06-05 | 2017-06-10 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-06-23 | 2017-06-27 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-12-07 | 2017-12-12 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2018-10-05 | 2018-10-11 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2018-12-06 | 2018-12-11 |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2019-06-20 | 2019-06-26 |
| 9 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2019-09-13 |
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