Yau, Chung Wai 丘頌偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA GLORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-08-22 | 2014-10-15 | Rep | Dealing in securities | 2013-08-22 | 2014-10-15 | Rep | Dealing in futures contracts | 2016-05-04 | 2017-09-23 | Rep | Dealing in securities | 2016-05-04 | 2017-09-23 |
| 2 | KOG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2013-02-18 | 2015-08-07 |
| 3 | LIGHTCONE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-10-31 | RO | Asset management | 2017-10-31 |
| 4 | QUINTAR CAPITAL LIMITED | RO | Asset management | 2016-03-21 | 2017-09-23 |
| 5 | ZMF Asset Management Limited | Rep | Asset management | 2011-10-18 | 2015-08-07 |
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