Chen, Yen-Fu 陳彥甫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2011-10-21 | 2012-11-30 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2021-12-10 | 2022-09-01 | Rep | Advising on securities | 2021-12-10 | 2022-09-01 | Rep | Asset management | 2021-12-10 | 2022-09-01 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2022-09-19 | 2023-04-06 | Rep | Dealing in futures contracts | 2022-09-19 | 2023-04-06 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2021-12-10 | 2022-09-01 | Rep | Asset management | 2021-12-10 | 2022-09-01 | Rep | Dealing in securities | 2021-12-10 | 2022-09-01 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2022-09-19 | 2023-04-06 | Rep | Dealing in securities | 2022-09-19 | 2023-04-06 |
| 6 | Luminous Asset Management (HK) Limited | Rep | Asset management | 2024-01-02 | Rep | Advising on securities | 2024-04-29 |
| 7 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2013-03-13 | 2014-07-11 | Rep | Dealing in securities | 2013-03-13 | 2014-07-11 |
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