Au, Stephen Cheuk Yue 區卓裕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHEETAH ADVISORS LIMITED | Rep | Advising on securities | 2011-10-24 | 2015-09-11 |
| 2 | Equities First Holdings Hong Kong Limited | RO | Dealing in securities | 2015-09-17 | 2016-04-21 | Rep | Dealing in securities | 2016-04-21 | 2016-09-01 |
| 3 | WINSOME CAPITAL LIMITED | RO | Advising on securities | 2016-10-31 | 2019-08-15 | RO | Dealing in securities | 2016-10-31 | 2019-08-15 |
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