Chan, Kwok Dik 陳國迪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Credit International Securities Co., Limited | Rep | Advising on securities | 2019-11-19 | 2019-12-12 | Rep | Asset management | 2019-11-19 | 2019-12-12 | RO | Advising on securities | 2019-12-12 | 2022-01-10 | RO | Asset management | 2019-12-12 | 2022-01-10 | RO | Dealing in securities | 2020-08-18 | 2022-01-10 |
| 2 | Equant Point Asset Management Limited | Rep | Advising on securities | 2017-06-14 | 2017-07-17 | Rep | Asset management | 2017-06-14 | 2017-07-17 | RO | Advising on securities | 2017-07-17 | 2019-10-31 | RO | Asset management | 2017-07-17 | 2019-10-31 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-01-03 | 2012-10-19 | Rep | Dealing in securities | 2012-01-03 | 2012-10-19 |
| 4 | Jade Tee Capital Limited | RO | Advising on securities | 2022-01-17 | 2023-12-19 | RO | Asset management | 2022-01-17 | 2023-12-19 |
| 5 | JIMEI FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-10-24 | 2011-12-21 |
| 6 | JIMEI SECURITIES LIMITED | Rep | Dealing in securities | 2011-10-24 | 2011-12-21 |
| 7 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2012-11-14 | 2017-05-31 |
| 8 | Success Securities Limited | Rep | Dealing in securities | 2012-11-14 | 2017-05-31 |
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