Chen, Yanqi 陳艷琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Caitong International Asset Management Co., Limited | Rep | Advising on securities | 2014-03-28 | 2015-01-16 | Rep | Asset management | 2014-03-28 | 2015-01-16 |
| 2 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2014-03-28 | 2015-01-16 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-10-24 | 2013-04-11 |
| 4 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-02-28 | 2013-04-11 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-10-24 | 2013-04-11 |
| 6 | FUBON SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-07-10 | 2014-03-15 |
| 7 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2015-04-21 | 2017-07-31 | Rep | Dealing in securities | 2015-08-21 | 2017-07-31 |
| 8 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2021-04-30 | Rep | Advising on securities | 2021-04-30 | Rep | Asset management | 2021-04-30 |
| 9 | KINGKEY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-01-15 | 2018-04-30 |
| 10 | KINGKEY SECURITIES GROUP LIMITED | Rep | Advising on securities | 2018-01-15 | 2018-04-30 | Rep | Dealing in securities | 2018-01-15 | 2018-04-30 |
| 11 | SMART GRANDLY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-08-21 | 2017-07-31 | Rep | Asset management | 2015-08-21 | 2017-07-31 |
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