Ko, Tha Fung 高沓峯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BG Capital Management (Asia) Limited | RO | Advising on securities | 2021-12-14 | 2022-03-31 | RO | Asset management | 2021-12-14 | 2022-03-31 |
| 2 | ELLIOTT ADVISORS (HK) LIMITED | Rep | Asset management | 2011-10-26 | 2016-08-17 |
| 3 | Richland Asset Management (HK) Limited | RO | Asset management | 2017-04-13 | 2018-06-03 |
| 4 | Stellaris Asset Management Limited | Rep | Advising on securities | 2022-04-26 | 2022-05-19 | Rep | Asset management | 2022-04-26 | 2022-05-19 | RO | Advising on securities | 2022-05-19 | 2023-08-02 | RO | Asset management | 2022-05-19 | 2023-08-02 |
| 5 | WKA Asset Management (Hong Kong) Limited | RO | Advising on securities | 2018-06-07 | 2018-12-21 | RO | Asset management | 2018-06-07 | 2018-12-21 |
| 6 | Yonghe Asset Management (Hong Kong) Limited | RO | Advising on securities | 2019-08-21 | 2020-09-30 | RO | Asset management | 2019-08-21 | 2020-09-30 |
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