Lei, Yuen Ching 李婉菁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-10-26 | 2016-09-07 | Rep | Dealing in securities | 2011-10-26 | 2016-09-07 | RO | Advising on securities | 2016-09-07 | 2018-08-15 | RO | Dealing in securities | 2016-09-07 | 2018-08-15 |
| 2 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2017-06-09 | 2018-10-31 | Rep | Dealing in securities | 2017-06-09 | 2018-10-31 |
| 3 | M&G Investments (Hong Kong) Limited | Rep | Dealing in securities | 2018-12-07 | 2019-08-30 | RO | Dealing in securities | 2019-08-30 | 2021-04-25 | RO | Advising on securities | 2019-12-11 | 2021-04-25 |
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