Prompers, Michiel Joep
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Advising on securities | 2018-07-10 | 2019-10-10 | Rep | Dealing in securities | 2018-07-10 | 2019-10-10 | RO | Advising on corporate finance | 2018-09-04 | 2022-07-13 | RO | Advising on securities | 2019-10-10 | 2022-07-13 | RO | Dealing in securities | 2019-10-10 | 2022-07-13 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2012-07-03 | 2015-06-27 | Rep | Dealing in securities | 2012-07-03 | 2015-06-27 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2015-08-14 | 2018-01-08 | Rep | Advising on securities | 2015-08-14 | 2018-01-08 | Rep | Dealing in securities | 2015-08-14 | 2018-01-08 |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2011-10-26 | 2012-06-30 | Rep | Dealing in securities | 2011-10-26 | 2012-06-30 |
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