Cao, Zuoxuan 曹佐瑄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Capital International (Hong Kong) Co., Limited | Rep | Asset management | 2013-10-28 | 2019-10-04 | Rep | Advising on securities | 2013-10-28 | 2019-11-18 | Rep | Dealing in securities | 2013-10-28 | 2021-08-31 | RO | Asset management | 2019-10-04 | 2021-08-31 | RO | Advising on securities | 2019-11-18 | 2021-08-31 |
| 2 | CreditEase Wealth Management (HK) Limited | RO | Advising on securities | 2021-12-03 | 2023-08-31 | RO | Asset management | 2021-12-03 | 2023-08-31 |
| 3 | Merit Asset Management Limited | RO | Advising on securities | 2023-09-07 | RO | Asset management | 2023-09-07 | RO | Dealing in securities | 2023-09-07 |
| 4 | Redford Asset Management Limited | Rep | Advising on securities | 2011-10-26 | 2013-05-16 | Rep | Asset management | 2011-10-26 | 2013-05-16 |
| 5 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-09 | 2013-05-16 |
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