Tong, Tao 童韜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Advising on corporate finance | 2011-10-27 | 2014-03-14 | Rep | Advising on corporate finance | 2016-11-10 | 2017-09-20 | Rep | Advising on securities | 2016-11-10 | 2018-02-14 | Rep | Asset management | 2016-11-10 | 2018-02-14 | Rep | Dealing in securities | 2016-11-10 | 2018-02-14 | RO | Advising on corporate finance | 2017-09-20 | 2019-08-16 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2019-09-25 | 2020-02-07 | Rep | Advising on securities | 2019-10-24 | 2021-10-28 | Rep | Dealing in securities | 2019-10-24 | 2021-10-28 | RO | Advising on corporate finance | 2020-02-07 | 2021-10-28 |
| 3 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2021-11-18 | 2021-12-29 | Rep | Advising on securities | 2021-11-18 | 2023-07-25 | Rep | Dealing in securities | 2021-11-18 | 2023-07-25 | RO | Advising on corporate finance | 2021-12-29 | 2023-07-25 |
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