Yam, Wang Lap 任弘立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-11-01 | 2015-02-13 |
| 2 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-11-01 | 2016-06-14 |
| 3 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2012-08-31 | 2016-06-14 |
| 4 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-02-13 | 2021-01-31 |
| 5 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2016-06-14 | 2021-01-31 |
| 6 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Dealing in securities | 2016-06-14 | 2021-01-31 |
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