Ge, Wenjie 葛文杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital International, Inc. | Rep | Asset management | 2017-10-03 | 2021-04-09 |
| 2 | HSZ (HONG KONG) LIMITED | Rep | Advising on securities | 2022-03-07 | 2022-10-31 | Rep | Asset management | 2022-03-07 | 2022-10-31 | Rep | Dealing in securities | 2022-03-07 | 2022-10-31 | RO | Advising on securities | 2022-10-31 | RO | Asset management | 2022-10-31 | RO | Dealing in securities | 2022-10-31 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2011-11-01 | 2013-04-29 |
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