Wong, Tsz Wai (SFC:AYJ435) 黃子偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Enterprise Securities Company Limited | Rep | Dealing in securities | 2016-12-09 | 2018-01-31 | Rep | Asset management | 2017-05-17 | 2018-01-31 |
| 2 | Cornucopiae Asset Management Limited | Rep | Asset management | 2021-01-27 | Rep | Dealing in securities | 2021-01-27 |
| 3 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-12-10 | 2013-07-30 |
| 4 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-12-10 | 2013-07-30 |
| 5 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-08-06 | 2016-11-25 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2013-08-06 | 2016-11-25 |
| 7 | Hao Tian Asset Management Limited | Rep | Asset management | 2018-02-21 | 2020-08-28 |
| 8 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2018-02-21 | 2020-08-28 |
| 9 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2018-02-21 | 2020-08-28 |
| 10 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-11-01 | 2012-10-27 |
| 11 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-11-01 | 2012-10-27 |
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