Xie, Shao 謝朔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Dealing in securities | 2011-11-02 | 2013-06-15 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2013-06-25 | 2013-10-01 |
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